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Section 16 Officer Definition

Section 16 Officer Definition. 16, 1982, as amended at 56 fr 7265,. Section 16 of the exchange act applies to an sec reporting company's directors and officers, as well as.

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The term executive officer, when used with reference to a registrant, means its president,. Securities exchange act of 1934. Section 16 electronic reportingfrequently asked questions.

Directors, Officers, And Principal Stockholders.


(1) directors, officers, and principal. Section 16 officers means officers of the company, or of any subsidiary of the company 25% or more of the voting stock of which is owned directly or indirectly by the company, designated as. It includes the president, the principal financial officer, and the chief accounting officer (or controller), and in addition.

The Term Executive Officer, When Used With Reference To A Registrant, Means Its President,.


Securities exchange act of 1934. 16, 1982, as amended at 56 fr 7265,. Section 16 officer means an executive officer of the company, other than the chief executive officer, chief financial officer, chief business officer and chief medical officer, who is.

(Revised August 14, 2003) The Release 8.6 Upgrade To The Edgar System (Effective July 28, 2003) Improves The.


Section 16 (b) officer means a person who is an officer of the company within the meaning of section 16 (b) of the exchange act and the rules and regulations promulgated thereunder. Section 16 electronic reportingfrequently asked questions. In the staff's view, for purposes of section 16, a reincorporation by a foreign company that causes it to lose its foreign private issuer status is analogous to a company's.

Any Person Who Is The Beneficial Owner, Directly Or Indirectly, Of More Than Ten Percent Of Any Class Of Equity Securities (“Ten Percent Beneficial Owner”) Registered Pursuant To Section 12 Of The Act.


Section 16 officer means every person who is directly or indirectly the beneficial owner of more than ten percent (10%) of any class of any equity security (other than an. Section 16 is a section of the securities exchange act of 1934 that describes the regulatory filing responsibilities of directors, officers, and principal stockholders. Transaction reporting by officers, directors and 10% shareholders.

Section 16 Of The Exchange Act Applies To An Sec Reporting Company's Directors And Officers, As Well As.


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